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Book Title: Treating and Preventing Adolescent Mental Health Disorders
> pp. [240]-[244]
UNDEFINED: AUTHORS
Treating and Preventing Adolescent Mental Health Disorders
Print ISBN 9780195173642, 2005
pp. [240]-[244]
wait-list condition, which, as found by Dadds et al. ( 1997), suggests again that the FRIENDS program may be a useful intervention for children who are already experiencing significant problems with anxiety. Further research evaluating its efficacy with older adolescent samples is needed, however, before conclusions for its utility with this population can be drawn. The FRIENDS program was also conducted and evaluated with culturally diverse migrant groups of non-English-speaking background (Yugoslavian, Chinese, and mixed-ethnic; N = 121 in Australia (Barrett, Sonderegger, & Sonderegger, 2001). The sample consisted of 106 primary and 98 high school students and were randomly assigned to either the FRIENDS program or a wait-list control condition (10 weeks wait). Participants in the FRIENDS program exhibited lower anxiety and a more positive future outlook than wait-list participants at posttest. Although the findings suggest the potential of the FRIENDS program in reducing anxiety associated with cultural change, the long-term effects of the program for this purpose have yet to be determined. Also unclear is the extent to which the youths involved in this program were actually suffering from clinically significant anxiety or were undergoing transitory duress due to their being of new immigration status. As noted by Winett ( 1998a) and by Donovan and Spence ( 2000), an infrastructure capable of supporting such large-scale projects must be in place before a universal prevention program can be conducted, and the necessary resources can only be marshaled if anxiety disorders prevention is given a significant level of priority on a societal, school, and community level. It is notable that the only study of this kind specifically targeting reduction of anxiety symptoms was conducted with children rather than with adults, perhaps because schools contain the infrastructure that is needed for the implementation of universal prevention programs. Another reason to focus on children in prevention programs is the belief that early intervention will prevent the vulnerable individual from having experiences that will increase risk for developing an anxiety disorder (e.g., being bullied by peers). One advantage of universal prevention is that it does not label any individuals as being “at risk,” a pro
cess that may serve to increase anxiety about anxiety and initiate avoidant coping.
Evaluating and Measuring Success
What Constitutes Success?
As noted above, the small number of intervention studies that have been conducted thus far have focused primarily on the reduction of anxious symptoms as measured by self-report (e.g., Lowry-Webster et al., 2001), although some studies examined whether patients met diagnostic status for an anxiety disorder at both post-intervention and, perhaps more importantly, at follow-up (e.g., Dadds et al., 1997). Both symptoms and diagnostic status are relevant, although the latter is less sensitive because participants can lose the diagnosis at a particular assessment point yet still remain elevated symptomatically and thus presumably also remain at risk for increased symptoms down the road. No studies have examined anxious symptoms and diagnostic status longitudinally through adolescence and into early adulthood. Such studies would yield data that truly test the success of prevention interventions. Yet another kind of successful outcome for universal intervention programs would be destigmatization of anxiety as a character flaw or weakness. Clearly, most youth who participate in universal prevention programs are at low risk for the development of anxiety disorders, yet informing this majority of the nature and impact of anxiety may help reduce problems that often face anxious youth in the social context, such as ostracism, teasing, and peer rejection.
What Are the Active Ingredients?
The few prevention intervention studies that have been conducted thus far have not shed light on the mechanisms involved because most of the designs used have compared active treatment packages to repeated assessment only. The superiority of the CBT packages examined thus far could therefore be attributable to a wide variety of nonspecific factors, such as treatment credibility and therapist contact. Dismantling studies typically follow the establishment of ef
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ficacy (e.g., Schmidt et al., 2000), and thus the field may be a long time from discovering the impact of specific treatment interventions and their underlying mechanisms.
What Outcomes Are Targeted?
As noted above, in the small number of studies conducted to date, the outcomes targeted have focused primarily on anxiety symptoms and disorders. It might be worthwhile for future research to move beyond symptoms and diagnosis and pay increased attention to whether functional impairment has improvement. For example, are there improvements in the adolescent's grades or in his or her peer relationships? These are the outcomes that would seem to matter most and should be seriously considered in the design and evaluation of future prevention studies. In addition, the potential of “positive psychology” has yet to be seriously considered in the context of preventing anxiety disorders in adolescents and targeting outcomes. Positive psychology is devoted to creating a science of human strengths that act as buffers against mental illness, including anxiety (Seligman, 2002). Dick-Niederhauser and Silverman ( 2003) have adapted positive psychology principles and have suggested their utility in serving as outcome targets for anxiety prevention studies. Thus, potential outcome targets might include the instilling of hope and the active pursuit of goals in young people, which in turn have been linked to the development of courage. Courage in turn has been linked with increased optimistic cognitive processing, a sense of self-efficacy, and skillful coping. Although measures exist to assess some positive psychological concepts, further instrument development and evaluation is needed for positive psychology principles to be fully implemented and studied in the context of anxiety prevention research.
Conceptual, Methodological, and Practical Issues
Methodological and conceptual issues vary across types of prevention program. That is, the
methodological concerns arising in universal prevention that target the broad population of adolescents are different from those in selected and indicated prevention intervention. The former requires more streamlined assessments that would increase participation and compliance (thus ensuring sample representativeness) and reduce cost (thus assuring feasibility). Accordingly, a major issue in universal prevention program research is finding the best ways to prompt adolescents to participate in a study that addresses a problem that they probably do not have. Universal prevention programs are especially likely to be conducted in conjunction with school administrators, thus capitalizing on the schools' past successes in encouraging student participation will be important. As noted earlier, a brief survey conducted via a Web site might capture the interest of teens in particular, thus computer technologies may prove essential in this kind of work. The costs of universal programs may ultimately require a political commitment on the level of state or federal government. For the selective and indicated programs, the primary methodological concern is how to encourage participation while at the same time protecting student confidentiality. This may be especially important if the intervention itself is conducted at school and during school hours, when absence might be conspicuous; negative social costs both real and imagined may impact participation. Moreover, if the intervention is conducted in groups, confidentiality among group members needs to be considered. Students who have been identified for intervention participation because of having experienced a trauma or for being excessively shy might be reluctant to share their experiences if they do not have assurance that what is discussed in session will not be discussed outside with nonmembers. The provision of sufficient time to foster group cohesion to alleviate this concern would therefore be important in any selective and indicated prevention effort that involves discussion of personal matters in a group setting. Another issue that warrants consideration is when to intervene. As discussed above in relation to trauma exposure, immediate intervention provided to all individuals exposed to the
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trauma has not been found helpful with adults and thus should probably be avoided when conducting interventions with youth who have been exposed to a traumatic event, such as shootings at the school. Yet another issue is the match between the type of intervention and the developmental stage of the individuals. Perhaps group interventions can be particularly successful in adolescence when the value of the peer group is quite powerful and, if properly harnessed, may enhance the efficacy of the intervention. Interventions with younger children, by contrast, need to be targeted at parents, particularly interventions that target the parental risk factors thought to be associated with increased risk for anxiety disorders. The choice of place for conducting prevention interventions is another important consideration. Often the school would be the most practical place and would allow for the accrual of the kinds of large sample sizes required to detect effects for intervention programs. The pediatrician's office can also be a useful place to conduct certain indicated prevention program interventions, such as providing psychoeducation about anxiety and anxiety disorders to youngsters who present frequently for treatment of gastrointestinal problems. Many of these youngsters may have subclinical anxiety symptoms and thus they may constitute an appropriate population for psychopathology and intervention research. Swinson et al.'s ( 1992) hybrid treatment/indicated prevention study on the use of psychoeducation for adults who presented to emergency rooms with panic symptoms serves as a model for this sort of study. The provision of prevention intervention in the medical context raises questions of feasibility of delivery: managed care has minimized the amount of time available in a visit to discuss seemingly peripheral issues such as anxiety symptoms. Thus the development of brochures, self-help programs, or interventions that can be delivered by support staff should be considered. Prevention research by its nature requires longitudinal follow-up. One major issue is how best to retain participation in the study and how to guard against attrition over time. Here again in
formed consent from the student and family and active collaboration with the school will be helpful, but it is important to keep in mind that the most valuable assessment points for prevention programs take place years after the intervention is delivered. Thus it is imperative that studies be funded in a manner that will ensure the collection of data well into the future; inadequate participation in follow-up for these kinds of studies imperils the entire enterprise, as detection of sampling bias (e.g., better follow-up with less impaired participants or vice versa) threatens to compromise conclusions that could be drawn about the efficacy of intervention. Treatment studies have had to address this problem and have requested that the family provide the names of family and friends who will know how to contact them in the future if they move, Social Security numbers, and other such information to facilitate participation in long-term follow-ups. A final issue that affects all prevention programs involves the ongoing assessment of risk, and responsibility for risk. Those at risk for anxiety may also be at increased risk for other psychiatric comorbidity, thus procedures must be enacted within prevention intervention programs to manage clinical emergencies. Moreover, the role of the parent in these programs must be considered: if the child or adolescent is found to be at increased risk for anxiety disorders upon screening and is then eligible to participate in the program, how much or how little the parent should be involved or have access to the information discussed in assessment and/or treatment needs to be specified up front, as it will certainly affect both entry and active participation.
Problem of Sustainability (Boosters, Ongoing Programs, Training)
Little is known about the long-term effects of prevention intervention methods for anxiety disorders in youth, as the longest follow-up period reported on thus far is 2 years (Dadds et al., 1997). The studies that have included follow-up have generally suggested maintenance of the in
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tervention effects, but here again these studies have focused on young or very young children and thus cannot inform the field about retention of benefits into and through adolescence and adulthood. A related question is whether booster sessions are needed to retain the gains from preventions programs, since the fairly predictable stressful life events that face young children growing into adolescence might compromise long-term maintenance. For example, studies discussed earlier suggest that young children with elevated but subclinical anxiety disorders may benefit most from prevention programs; transition from middle to high school may threaten these gains, and thus it may be reasonable to reinstitute the intervention during this transition. It is unknown whether this is the case, but the relation between loss of gains and stressful life events constitutes an especially important area for future study.
There is no evidence of these undesirable effects from the studies of group treatment of youth that have been conducted thus far (e.g., Kendall et al., 1997), but the possibility for such effects remains. Although it is possible that discussion of anxiety themes may activate new fears in those who are already vulnerable, especially if the interventions involve group discussions, there is no evidence of these effects from group treatment studies (e.g., Kendall et al., 1997; Silverman et al., 1999a), including in groups in which the patients involved were very heterogeneous with respect to both age (i.e., child and adolescent patients) and primary anxiety diagnosis (e.g., OCD, specific phobia) and other clinical features (e.g., presence or absence of school refusal behavior; Lumpkin, Silverman, Weems, Markham, & Kurtines, 2002). However, the example of Critical Incident Stress Debriefing (CISD) suggests that the long-term recovery of certain adults who have experienced a trauma and have attended group meetings may be impeded by participating, and possibly the mechanism by which this effect is realized involves exposure to other participants' narratives of the
traumatic event (e.g., Mayou, Bryant, & Ehlers, 2001). Provided that secondary gains (e.g., missing trigonometry class) for attending prevention intervention sessions are minimized, there is little reason for concern that students without anxious symptoms or risk factors would feign such problems.
Age-Appropriate Interventions (Developmental Approach)
The prevention intervention programs that have been evaluated thus far in research (e.g., Lowry-Webster et al., 2001) were designed for children rather than for adolescents. Adaptations to accommodate the developmental needs of adolescents should be made with specific attention to possible age-related increases in physiological functioning, emotional vulnerability, social and peer pressures, and comorbid conditions, as well as any other changes that these youngsters may be experiencing. In particular, prevention programs must consider the importance of the peer group within the intervention program itself, but also with an eye towards the social implications of participating in the program among nonparticipating students, especially if the program is either selective or indicated. Insufficient attention to these factors may reduce the number of teens willing to enter the program altogether, and can limit active participation within the program itself if a group format is implemented. One way to address this potentially important concern is to incorporate program graduates who may serve as role models for new participants, as a way to alleviate concerns that program participants may not be perceived as “cool” among the larger student population. Another way to make participation more palatable is to present information about adult role models who have struggled with anxiety and have openly discussed their difficulties, such as television host Mark Summers. However this is accomplished within a protocol, it is imperative that the culture of adolescence and the importance of the peer group be taken into consideration when developing appropriate interventions for teens.
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A Note of Caution from Adult Early-Intervention Research
Longitudinal studies of trauma survivors (e.g., Riggs, Rothbaum, & Foa, 1995; Rothbaum et al., 1992) indicate that most individuals experience elevated levels of PTSD symptoms shortly after the traumatic event. In addition, elevated levels of depression and general anxiety often accompany PTSD symptoms. For most trauma survivors, however, these symptoms decline significantly over the ensuing 3 months without any professional intervention. That said, a significant minority of trauma survivors continues to experience high levels of posttrauma distress that, without professional treatment, may persist for months or years (Kessler, Sonnega, Bromet, Hughes, & Nelson, 1995). As discussed above, it is now well established that various forms of CBT are effective in reducing PTSD symptom severity as well as associated anxiety and depression (e.g., Foa et al., 1999). While there are effective treatments for individuals suffering from chronic PTSD, many sufferers either do not seek treatment for their trauma-related symptoms or do not have access to treatment. As a consequence, individuals' suffering and their inability to function can be prolonged. They are also vulnerable to associated comorbidity such as substance abuse. Such considerations have prompted trauma therapists to develop brief interventions applied shortly after the traumatic event to facilitate recovery and thereby prevent the development of chronic PTSD. Two approaches to facilitating recovery following a traumatic event have been researched. Abbreviated CBT packages such as those developed by Foa et al. ( 1995) and adopted by Bryant and colleagues ( 1998, 1999) have been found to be efficacious in accelerating recovery and reducing the likelihood of chronic PTSD. The other approach involves psychological debriefing (PD). Such programs typically comprise one session and are applied shortly after a traumatic event (frequently within 48–72 hr). In this session (which can be conducted in groups or individually), participants are encouraged to describe the traumatic event, including their thoughts, impressions, and emotional reactions. The ses
sion also includes normalization of the trauma survivors' reactions and planning for coping with the trauma and its sequelae. Results of RCTs for PD are somewhat mixed, but an important pattern is emerging. In general, participants in PD studies subjectively find the intervention to be helpful (i.e., high consumer satisfaction), yet objective measures of specific posttrauma symptoms typically yield no differences between those receiving PD and those who do not. Thus, the improvement typically observed following PD is better attributed to natural recovery, rather than to an active ingredient of the intervention (e.g., Bisson, 2003; Rose, Brewin, Andrews, & Kirk, 1999). Moreover, a few studies have found PD actually interfered with natural recovery (e.g., Mayou et al., 2000). The results of PD studies highlight the need for caution in using one-session interventions conducted shortly after traumatic events involving children and adolescents.
As noted earlier, unlike universal prevention programs, selective and indicated prevention programs specifically select participants on the basis of elevations of anxious symptoms or putative anxiety disorder risk factors. In the school context, where most prevention interventions are likely to take place, the latter program types require identification of a subgroup of participants from among the broader population who will be either encouraged or required to participate. The potential negative implications of this strategy have already been considered in the academic context with respect to educational issues, and have led to the gradual reduction of labeling for academic tracking systems (e.g., honors, regents, and basic classes) and to increased mainstreaming of special education students. Similar problems may be encountered in identifying already anxious or anxiety-vulnerable students for special attention or services. As discussed above, adolescence is a stage in life when similarity with the relevant peer group is valued, and intervention efforts that do not deal sensitively with this issue may be poorly attended or, worse yet, yield unintended negative consequences. Little has been written about this issue in the context of
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doi:10.1093/9780195173642.003.0012
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