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Book Title: Treating and Preventing Adolescent Mental Health Disorders  > pp. [415]-[419]
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that problem behaviors frequently co-occur in adolescents, it has also been used to understand and address problematic involvement with alcohol and other drugs of abuse. Patterson and colleagues (Dishion, Patterson, Stoolmiller, & Skinner, 1991; Patterson, DeBaryshe, & Ramsey, 1989) are proponents of a developmental theory of conduct problems that posits that adolescent problem behavior is a consequence of poor parental family management practices interacting with the child's own aggressive and oppositional temperament. Here, temperament refers to the early and genetically determined behavioral characteristics that over time and life experiences evolve into personality. Deficits in parenting skill, such as harsh and inconsistent punishment, increased parent–child conflict, low parental involvement, and poor parental monitoring, result in school behavior and performance problems. The poorly performing and poorly behaving child may be socially rejected by average children, but he or she forms close friendships with other problematic children. This process of forming close peer relationships is augmented by the negative interactions with caregivers in the home.
As the child affiliates with more deviant children, he or she adopts deviant behavior as a norm and becomes less involved in home life. Other deviant children become powerful social role models from whom the child learns further deviant and socially unacceptable behavior, including experimentation with drugs of abuse. Early experimentation has consistently been found as a risk factor for later problematic involvement with a wide variety of drugs. These children may therefore be viewed as being on a developmental trajectory of deviancy and substance abuse that begins in infancy and is compounded by unskilled parenting and the formation of social relationships with other problem children (Vuchinich, Bank, & Patterson, 1992).
Prevention interventions based on this theoretical approach offer parenting skill training to teach parents more effective ways to discipline and monitor their children and reduce the negative environment of the home. Tutoring and other forms of education support may be provided to reduce academic failure. Social skills training may also be offered the child to reduce normal peer rejection and provide a mechanism to gracefully resist peer pressure to use alcohol and illicit drugs.
Behavior Genetic Theory: Adolescent Substance Abuse as a Complex Familial Trait
Plutarch noted 2,000 years ago that alcohol problems run in families (“Drunkards beget drunkards”; Plutarch, The Training of Children, 110 CE). More recently, research continues to demonstrate that there is significant familial aggregation of substance use disorders. If substance abuse problems run in families, then there must be some familial influence on the development of these problems. The behavior genetic theory proposes that those factors that are transmitted within families tend to make family members more similar on a given characteristic such as substance abuse. These within-family factors can be genetic, since parents, children, and siblings share about 50% of their genes; or they can be nongenetic. These nongenetic family factors include the modeling of behaviors, the teaching of values and beliefs, parenting practices, the structure of the home environment, the quality of neighborhood, and the standards of the society at-large in which the family lives. Those factors experienced uniquely by each family member tend to make family members different from each other. These nonshared factors include peers, work, school, and all aspects of life experiences outside the family. In families where there is little substance abuse but there is an adolescent with substance problems, it is less likely to be due to a family factor than to an unshared factor outside the family. If there are many within the family with substance abuse problems, then these are likely to be due to something in the family—either genes, the home environment, or the complicated effects of genes and environment working together.
Substantial evidence suggests that substance abuse, for both adolescents and adults, is a complex trait. However, while research clearly reveals that genes are an important determinant for substance abuse problems, it does not tell us which genes. For other complex traits such as high
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blood pressure or diabetes or high cholesterol, it is clear that there are multiple genes involved and multiple genetic and biological pathways are involved in producing disease. It is unlikely that there is a single gene for alcoholism or cocaine dependence or cigarette addiction. There may be hundreds or thousands of genes in a given pattern producing risk, and that risk may only be present in a given environmental context. The nature of the genetic risk may be a common factor for abuse across a wide variety of drugs or a genetic risk for conduct difficulties or problem behaviors, or a set of genes that delay the maturation of the brain so one is less able to control the habituating effects of drugs. The effects of genes may be protective rather than associated with risk, and what we think of as genetic effects producing substance abuse may actually be the absence of protective genes. There is good evidence that specific genetic mutations protect against the development of alcoholism in certain ethnic groups, and some evidence that there is a mutation that protects against smoking.
Applying New Knowledge of Genetics to Reduce Adolescent Smoking
The enormous toll that tobacco use takes on youth may also lead prevention experts to consider ways in which genetic risk information might be used to identify high-risk subgroups that might benefit from more intensive or tailored prevention approaches. As reviewed in greater detail elsewhere (Lerman, Patterson, & Shields, 2003; Wilfond, Geller, Lerman, Audrain-McGovern, & Shields, 2002), there are many ethical challenges and considerations. From a scientific perspective, research on genetics and tobacco use is still in its infancy. There is no single “tobacco use gene,” and as such, risk estimates will need to take into account multiple interactions between genetic, social, and psychological factors. Even considering genetic variants with widely validated effects on smoking behavior, these effects are likely to be small, and risk estimates will be highly probabilistic. Additional risks of genetic testing of adolescents include stigmatization, discrimination, and potential adverse psychological effects (Lerman et al., 2003).
Nonetheless, it is tempting to consider whether individualized feedback about genetic susceptibility to tobacco addiction could overcome adolescents' perceptions of invulnerability and reduce the chances of initial tobacco use or the transition to tobacco dependence. Despite acknowledging that nicotine is an addictive chemical, a large proportion (62%) of adolescents who smoke cigarettes report that quitting smoking was either easy or manageable for most people if they tried hard enough (Jamieson & Romer, 2001). Likewise, data from the 2002 Legacy Tracking Survey indicate that among current smokers ages 12–18, 60% reported that they would definitely be able to quit smoking if they wanted to and 28% said they probably would be able to quit (American Legacy Foundation, 2002).
While intriguing, data from research on genetic testing for disease susceptibility do not provide strong support for an effect of genetic risk communication on health protective behaviors (Marteau & Lerman, 2001). With regard to cigarette smoking, Lerman and colleagues (1997) conducted a clinical trial to determine whether feedback on genetic susceptibility to lung cancer would motivate smoking cessation in an adult population. The results showed that such information did have beneficial effects on risk perceptions and the perceived benefits of quitting smoking; however, there was no significant effect on smoking behavior. Whether communication of genetic risk for addiction to adolescents would have a significant impact on relevant attitudes and behavior is an open empirical question.
In summary, ongoing research is elucidating the determinants of tobacco use and dependence in youth. Although scientific advances in the genetics arena offer some promise, biology offers less than half the answer for those seeking to reduce tobacco use among youth, with social and environmental factors playing an equal or larger role. Thus, the expertise of multiple disciplines and methodological approaches is needed to meet the needs of the most vulnerable adolescents.
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MEDIATING FACTORS
While adolescents in the United States are widely exposed to a spectrum of drugs of abuse, research suggests that adolescent substance abuse problems are due to multiple factors (Table 19.1). Most theories suggest that genetic, psychological, familial, and nonfamilial environmental factors are thought to interact in a complex way to determine an adverse or protective outcome. Thus, genes, temperament, attitudes and beliefs, family environment, peer affiliation, and social norms all mediate the relationship between the individual and a substance use disorder outcome. The developmental timing of these factors adds an additional level of complexity. The question of “nature or nurture” has been rendered moot, primarily by research conducted over the last 10 years. It is clear that both nature and nurture are involved, set against the backdrop of child development. Thus, there is no single cause of adolescent substance abuse, and any single prevention approach is unlikely to have broad universal success.
The behavior genetic theory does help us to identify high-risk children for prevention interventions. Clearly, offspring of parents with sub
Table 19.1 Who Is at High Risk?
Children engaged in early alcohol or drug experimentation
Offspring of substance-dependent parents
Children with substance-abusing siblings
Children with conduct disturbances
Children with psychiatric disorders
Children with deviant and substance-abusing peers
Children temperamentally seeking high sensation
Children with impulse and self-control problems
Children under poor parental supervision
Children living in heavy drug-use neighborhoods
Children with school problems
Children with social skills deficits
Children of parents with poor parenting skills
Children who are victims of trauma, abuse, and neglect
stance abuse problems are themselves at significant risk for becoming substance abusers. We can't alter the effects of genes, but we can modify the environmental experiences of high-risk children. Interventions that improve parenting practices may be important, not only for instilling appropriate disciplinary practices in the parents of high-risk children but also for enhancing parental involvement and monitoring. Social skills training may keep high-risk children from being rejected by high-functioning children forced into deviant peer groups. Thus, the revolution in genetics may allow us to learn how to best change the environments of children at risk for adolescent substance abuse.
TYPES OF PREVENTION INTERVENTIONS AND MODEL PROGRAMS
Prevention programs are categorized according to the following recently adopted definitions based on the audience they are designed to reach (Mrazek & Haggerty, 1994).
Universal Intervention Programs
Universal intervention programs are designed to reach the general population, such as all students in a given school or school district, through media campaigns, for example. Broadly speaking, universal interventions represent the most widely utilized approach to drug abuse prevention. In a review of major findings of research on adolescent risk, Jamieson and Romer (2003) have recommended special focus on universal interventions, indicating that they have “great promise.” They specifically note that early and continuous universal interventions that encourage mature decision making and healthy choices among youth have considerable potential. From a universalist intervention perspective, public health problems and their solutions are inextricably a part of the community social system; solutions are essentially universal, with some types of universal interventions facilitating access to higher-risk groups within the community that may warrant more intensive intervention. Im
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plementation of these types of interventions is typically supported by local community partnerships or coalitions.
The largest group of universal programs is the in-school intervention, typified by the well-known original Drug Abuse Resistance Education (DARE), a school-based primary drug prevention curriculum designed for introduction during the last year of elementary education. DARE is the most widely disseminated school-based prevention curriculum in the United States. Despite its popularity, independent evaluations of DARE have failed to demonstrate its effectiveness (Clayton, Cattarello, & Johnstone, 1996; Lynam et al., 1999). Recently, an enhanced version of DARE has been developed and tested (DARE Plus). Additional components added to the original DARE curriculum include a peer-led parental involvement classroom program called “On the VERGE,” youth-led extracurricular activities, community adult action teams, and postcard mailings to parents. Evidence suggests that DARE Plus produced significant reductions in alcohol, tobacco, and polydrug use among boys; but had no effect on girls (Perry et al., 2003).
Other school-based universal programs provide more promising results for both boys and girls. For example, the Life Skills Training Program (Botvin, Baker, Dusenbury, Botvin, & Diaz, 1995) emphasizes teaching of drug resistance skills, self-management skills, and general social skills in the junior high school classroom setting. The program has been shown to demonstrate significant reductions in drug experimentation among student participants.
Another important group of universal interventions are family focused. An example of this type of intervention that has been rigorously evaluated and found to be effective is the Strengthening Families Program: For Parents and Youth 10–14 (SFP 10–14; Kumpfer, Molgaard, & Spoth, 1996; Molgaard & Kumpfer, 1995). Implementation of the SFP 10–14 entails seven sessions occurring once a week for 7 weeks. The SFP 10–14 has separate sessions for parents and children that run concurrently for 1 hour and focus on skills building. During the second hour parents and children participate together in a joint hour-long family session, during which they practice the skills learned in their preceding, separate sessions. The family session affords the opportunity for higher-risk families and those with special needs to identify available services. In addition, the family session includes activities designed to encourage family cohesiveness and positive involvement of the child in family activities. For the parental sessions the essential content and key concepts of the program are also presented on videotape. Further details regarding the SFP 10–14 is provided in published reports (Spoth, Guyll, & Day, 2002; Spoth, Redmond, & Shin, 2000, 2001; Spoth, Reyes, Redmond, & Shin, 1999).
Yet another group includes interventions that combine school-based interventions with those engaging parents and sometimes other community institutions. An example of this type of expanded program is Project STAR (Pentz et al., 1989). This approach attempts to involve the entire community with a comprehensive school program, a mass media campaign, a parent program, a community organizing component, and health policy change component. Project STAR has been shown to be effective in terms of reductions in drug use behavior in high school for those youth that began the program in junior high school.
In addition to these interventions, there are universal interventions that have made use of mass media in a primary role, either in one community or, in the most interesting cases, nationwide, to address drug use. Below is a discussion in some detail of a universal intervention in the form of mass media campaigns.
Case Study: Media Drug Abuse Prevention Campaigns
Although the money committed to mass media–based campaign interventions is now substantial, evaluations of serious mass media–based interventions addressing drug use are few. One was a field experiment in Kentucky, a second was an evaluation of the Partnership for Drug-Free America (PDFA) campaign in its earlier phase, 1987–1990, along with some ancillary trend data. Another evaluation was one of the Office
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of National Drug Control Policy's campaign between 1999 and the present. In addition to these evaluations, there is a literature on mass media campaigns that addresses adolescent smoking.
The Kentucky Intervention
The research group at the University of Kentucky (Donohew, Lorch, & Palmgreen, 1991) has a long history of anti-drug communication research based in the core construct of “sensation seeking.” They argue that this personality construct accounts for a substantially increased risk of drug use among youth, and thus would provide a basis for the development of a mass-media intervention. This work culminated in their development of a two-city test of a televised anti-marijuana campaign in 1997 and 1998. The project was an interrupted time series following youth in grades 7 through 10 in Fayette County (Lexington), Kentucky, and Knox County (Knoxville), Tennessee, for 32 months. The televised ads first ran for 4 months in Lexington, 8 months into the time series, and 1 year later for 4 months in both Lexington and in Knoxville. The campaign was developed so as to appeal particularly to high sensation–seeking youth. The ads were designed to have high sensation value; they were pretested with these youth; and they were shown in the context of high–sensation value television programs preferred by these youth. During a campaign period, enough ad time was purchased or donated so that 70% of the target audience should have seen ads three times per week.
The reported results of the evaluation were positive. Self-reported 30-day use of marijuana among high sensation–seeking youth declined (or climbed less than would have been expected) during all three campaign periods, and not during other periods. Strikingly, few youth seeking low sensation reported use of marijuana, regardless of the presence or absence of the campaign.
The Partnership for a Drug-Free America
The Partnership has been operating a mass media campaign since mid-1987. It describes itself as “a non-profit coalition of professionals from the communications industry.” Through its national drug-education advertising campaign and other forms of media communication, the Partnership seeks to help kids and teens reject substance abuse by influencing attitudes through persuasive information.
One evaluation approach notes correlated secular trends: the first 5 years of the PDFA's existence, between 1987 and 1992, match a period of substantial decline in youth reports of drug use. That is the period when PDFA had its heaviest presence in the advertising marketplace. After 1992, when it became less successful in generating donated advertising time, particularly on television, the decline in youth reports of use was reversed, and drug use continued to climb through 1998. In a similar analysis focused on inhalant use, Johnston, O'Malley, and Bachman (2002a) found that the PDFA's initiation of strong anti-inhalants advertising in 1996 forecast a period of decline in inhalant use among youth. However, data drawn from secular trends are inevitably open to other interpretations, recognizing that there are many exogenous influences on such trends. Indeed, the secular trends in marijuana use, for example, establish that the start of the decline in such use preceded the introduction of the PDFA campaign in 1987. This is evident in the time trend data from the Monitoring the Future (MTF) surveys for 12th graders reporting annual use of marijuana. The downward trend was fairly constant from 1983 onward, 4 years prior to initiation of the PDFA campaign. Although it is possible that the decline might have stalled absent the initiation of the campaign, that is not the only possible interpretation of the pattern (Johnston, O'Malley, & Bachman, 2003a).
The National Youth Anti-Drug Media Campaign
The National Youth Anti-Drug Media Campaign is the direct inheritor of the PDFA campaign. It came out of the PDFA's recognition that it was no longer able to generate the donated media time it had previously received, and reflected intensive lobbying of Congress and the administration to make up the deficit. The long decline
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doi:10.1093/9780195173642.003.0020
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