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Book Title: Treating and Preventing Adolescent Mental Health Disorders
> pp. [570]-[574]
UNDEFINED: AUTHORS
Treating and Preventing Adolescent Mental Health Disorders
Print ISBN 9780195173642, 2005
pp. [570]-[574]
land, Weller, & Latimer, 2000). To be responsive to the needs of this age group, programs needed to address the key developmental tasks of adolescence within an ecological context that included individual (e.g., self-regulation) and proximal (e.g., peer, family) influences (Bronfenbrenner, 1986, 1989; Deas et al., 2000; Liddle & Hogue, 2001; Wagner & Waldron, 2001). Hence, to be considered adolescent-specific, interventions needed to be revised so that they were sensitive to and focused on identity formation, autonomy seeking, social-role development, moral and cognitive development, self-regulation, peer group influences, and family management practices. When faced with such an undertaking, few substance abuse treatment providers responded to this challenge. Only 37% of approximately 14,000 substance abuse treatment programs in this country offer services to adolescents (SAMHSA, 2001a). When the availability of substance abuse service within other systems is reviewed, the picture is equally discouraging. The systems in which one would most expect adequate capacity for treatment of the adolescent substance abuser are the juvenile justice system and the mental health system. Despite increases in arrests for drug offenses among juveniles (Butts, 1997) and the continued use of substances among juvenile detainees (Arrestee Drug Abuse Monitoring [ADAM], 2003), only 37% of the 3,127 juvenile correctional facilities in the United States deliver substance abuse treatment (SAMHSA, 2002a). Compounding limited access is questionable service appropriateness. Of the 13 states that operate their own substance abuse treatment programs within their state Department for Juvenile Justice and Corrections, only 6 states require that these programs meet state AOD agency licensing and accreditation standards (NASADAD, 2002). Further, of the 25 states within which the state Department for Juvenile Justice and Corrections purchases substance abuse treatment, only 7 states (28%) exclusively do so from licensed providers. Given the high rates of comorbidity, with up to 75% of SUD youth having a coexisting mental health disorder (Crowley & Riggs, 1995; Greenbaum, Foster-Johnson, & Petrilla, 1996), and the finding that two-fifths (41%) of youth in the
mental health system meet criteria for a substance use diagnosis (Aarons et al., 2001), one would logically expect that the mental health system would have adequate capacity or at least referral linkages to substance abuse treatment. In a study of the purchasers of drug treatment, conducted by NASADAD ( 2002), the mental health system was not even recorded as a service purchaser. Among the major purchasers of services were drug courts (by 31 states), Temporary Assistance of Needy Families (TANF) and welfare-to-work programs (by 27 states), the juvenile justice system (by 25 states), and the child welfare system (by 24 states). Similarly, when NASADAD examined units of state government that operated their own drug treatment programs, only three states described drug treatment services operated by the state's Department of Mental Health. The two most common governmental units that operate their own programs are the Department of Corrections (38 states) and the Department of Child Welfare (7 states). Hence, neither the general community nor the justice system nor the mental health system have, by themselves, adequate capacity (and questionable appropriateness) for intervening with the adolescent substance abuser.
Lack of Credentialed Staff
No state in the United States offers adolescent-specific provider certification and only five states require adolescent-specific knowledge for licensure (Northwest Fronteir Addiction Technology Transfer Center, 2000; Pollio, 2002). At the national level, the National Association of Alcoholism and Drug Abuse Counselors (NAADAC) certification program employs a competency-based tiered system of national-level credentials: national certified addictions counselor, level I, national certified addictions counselor, level II, and master addictions counselor. There are no adolescent-specific knowledge requirements for any level, including the highest level (NAADAC, 2003). Since knowledge of adolescent development and skill and interest in treating youth are of paramount importance to treatment of adolescents (Deas et al., 2000; Winters et al., 2000), questions arise as to (1) whether the few staff
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who do treat adolescents are sufficiently skilled to do so, and (2) why state and national credentialing processes do not require adolescent-specific knowledge. This is particularly perplexing given that the NAADAC recently added a national tobacco addiction specialist certification program. Judging from the scientific literature, a national certification program for adolescent addiction specialist appears to be equally important. At the very least, incorporation of adolescent-specific knowledge requirements into all certification programs should result in a more informed group of providers.
Restricted Funding for Services
Compounding the paucity of properly credentialed adolescent services is the failure of programs to accept an array of insurance types: less than 50% of adolescent AOD programs accept Medicaid; less than two thirds accept private insurance; and less than two thirds have a sliding fee scale (SAMHSA, 2001a). Even when insurance is accepted, adolescents are the most uninsured group in this country, rendering many of them unable to finance their treatment (Ford et al., 1999; Klein et al., 1999). As stated earlier, approximately 4 million youth in this country are without any form of health insurance, with many more having insurance that does not cover behavioral health treatment (Center for Adolescent Health and the Law, 2000). Inadequate financing mechanisms and lack of insurance coverage, coupled with the insufficient number of adolescent programs, further reduces the already limited odds of gaining access to treatment once identified.
Summary of System Change: Focus on Access
Improvement in early problem identification is only the beginning to a very large and complex problem. If the system is to meet the needs of identified youth, other service system inadequacies will need to be addressed simultaneously: (1) the demand for adolescent substance abuse treatment—current demand already exceeds the system's capacity to intervene; and (2) inade
quate financing mechanisms—too few dollars and too few funding mechanisms render it difficult to support a treatment episode.
System Change Considerations
Improving Access: Expand Treatment Capacity
Although the creation of additional adolescent-specific treatment slots would initially increase system capacity, it would fail to get at the roots of the problems discussed, and the impact on long-term improvement would be minimal. One of the important and fundamental problems associated with substance abuse treatment for adolescents is the large and rapid rate of relapse following treatment termination. Currently, about half of adolescents with SUD relapse (Winters et al., 2000), with 60%–70% doing so within the first 3–4 months following treatment (Brown, Vik, & Creamer, 1989). Although there is no doubt that additional adolescent-specific services are needed, if there were means by which treatment effects might be enhanced or extended even slightly, it would be possible to limit the cycling in and out of existing programs and thus increase system capacity (Dembo, Walters, & Meyers, in press). The delivery of evidence-based interventions by a properly trained and credentialed staff could go a long way toward this goal. To this end, the transfer of evidence-based interventions into real-world settings and revision of the credentialing process to include adolescent-specific licensure have the potential to increase treatment effectiveness, thereby increasing treatment availability and subsequent access. Until an adolescent-specific certification program can be developed, an immediate revision of the credentialing process must be undertaken so that adolescent-specific knowledge is incorporated as a requirement for licensures. In the short term, this change would have the effect of increasing the population of personnel who would at least be sensitive to the unique needs of this group. Establishment of the Clinical Trials Networks (CTN) of the National Institute on Drug Abuse (NIDA) and Addiction Technology Transfer Centers of the Substance Abuse and Mental Health Services Administra
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tion (SAMHSA) is a beginning step in this direction.
Improving Access: Expand Financing Mechanisms
The topic of financing for early intervention and drug treatment services has received much attention with little resolution. For example, development of targeted utilization rates based on epidemiological estimates of need for care has been suggested (CSAT, 2000; Minnesota Department of Human Services, 1997). Such a public funding mechanism would provide incentives to ensure that health plans and public funding streams identify, refer, and reimburse treatment for adolescents with an SUD. Increasing benefits in the private sector through parity and comprehensive coverage packages, improving the flexibility of funding, tying reimbursement to performance measures and quality treatment standards, and reallocating interdiction and incarceration funds to treatment have also been proposed (CSAT, 2000). Research examining the effects of these suggestions has been called for (CSAT, 2000; NIDA RFA# DA-03-003; NIDA PA-01-097), but the results of these empirical studies are not yet available. Nonetheless, revisions to the way in which services are reimbursed are critical if system improvement is to be realized. Beyond general financing of treatment services and insurance coverage are additional issues unique to adolescents. First, of the 4 million uninsured adolescents, approximately 2.3 million are eligible for Medicaid or State Children's Health Insurance Program (SCHIP) (Center for Adolescent Health and the Law, 2000; Newacheck, 1999). Increased access to SCHIP is needed and may be accomplished through staff training within presumptive eligibility sites and use of Early and Periodic Screening, Diagnostic, and Treatment (EPSDT), Maternal and Child Health (MCH), and community-based staff to enroll teens. This would result in fewer uninsured adolescents, who would then have a greater probability of accessing the care that does exist. Concomitant attention is also essential in (1) developing mechanisms for health plans and providers to adapt medical records, billing and laboratory procedures to protect confidentiality
(e.g., currently the insurance summary is sent to the customer [parent] listing payment or coverage of confidential services rendered to the patient [adolescent]); (2) disseminating accurate information to adolescent members about what services they can receive with their own consent; and (3) communicating clearly about confidentiality protections, particularly about what types of information are not confidential (Ford et al., 1999; Klein et al., 1999; Newacheck, 2000).
DELIVERY OF COMPREHENSIVE, NEED-BASED, AND DEVELOPMENTALLY SENSITIVE SERVICES
Once an adolescent is identified and able to access services, one might assume that the treatment provided would meet at least most of an adolescent's identified needs. Unfortunately, service delivery often falls short for several reasons. Because so few adolescents receive comprehensive assessments (Weinberg, Rahdert, Colliver, & Glantz, 1998), very few are provided with comprehensive need-based services (Delany, Broome, Flynn, & Fletcher, 2001; Dembo, 1995, 1996; Terry, VanderWaal, McBride, & Van Buren, 2000). In turn, few receive step-down or continuing care (Alford, Koehler, & Leonard, 1991; Spear & Skala, 1995; Brown, Meyers, Mott, & Vik, 1994; Winters, 1999). Finally, few adolescents are able to access services that even minimally address key developmental challenges of this period (e.g., individuation coupled with age-appropriate limit setting within the context of family-specific services).
Limited Assessment Practices
Despite research advances in adolescent assessment practices (Winters & Stinchfield, 1995), the standard clinical intake does not identify the full range of problems and strengths brought to a substance abuse treatment program by an individual youth, nor does it assess youth within a developmental context of measurement (Weinberg et al., 1998). In a typical program, an unstructured interview (generally with program-
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developed forms) is conducted to obtain an in-depth drug use history, a psychiatric review, and a physical examination. These components are the mainstay for treatment planning (Weinberg et al., 1998). As we and others have shown, adolescents with SUD are characterized by interconnected, complex problems (Hawkins et al., 1992; Fleming, Leventhal, Glynn, & Ershley, 1989; Helzer, 1981; Hirschi, Hindelang, & Weis, 1980; Meyers et al., 1999; Morrison, McCusker, Stoddard, & Bigelow, 1995; Prout & Chuzik, 1988; Winters & Stinchfield, 1995). In a recent study of 205 youth in drug treatment (Meyers, Hagan, & McDermott et al., under review), many individuals had an array of problem behaviors, with typical onset occurring in early or middle childhood. Excluding tobacco, alcohol and other drugs were tried at approximately 11 years of age on average (11.3; SD = 2.5), with at least weekly use starting by the age of 13 (12.9; SD = 1.8). Alcohol, marijuana, hallucinogens, heroin, and cocaine tended to be the most predominant substances of abuse; 89% of the youth were daily cigarette smokers. With respect to mental health issues, 93% of youth had at least three symptoms of a mental health disorder at treatment admission, with 82% meeting criteria for an Axis I nondrug diagnosis by the age of 12 years. Family problems were prevalent in that 50% of the youth lived with active substance abusers, 53% had run away from home, 53% reported transient living arrangements, and 31% reported police or child welfare involvement with their family. Inconsistent discipline practices (46%), harsh discipline practices (35%), and a lack of supervision (46%) were also reported. In 21% of cases, youth assumed the adult or parental role within the household. Educational deficits were the norm, with 77% reporting a history of academic problems, 74% reporting attendance problems, and 80% reporting discipline problems. It is therefore not surprising that 57% of these teens had dropped out of school by the age of 15. Further, 75% had been or were currently involved with the justice system, 55% actively carried guns, and 43% had witnessed a murder or an attempted murder in their community. Eighty-three percent of the youth were sexually active; all (100%) reported hanging out with peers who either had AOD
problems or were involved in the juvenile justice system. In addition to these descriptive data illustrating the clinical complexities of substance-abusing youth, we empirically identified seven treatment-oriented youth prototypes (Meyers, McDermott, Webb, & Hagan, in press).
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General low-severity problems
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Moderate-severity delinquency and chemical dependency; low-severity psychosocial problems and sexual risk behavior
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Moderate-severity psychosocial problems and sexual risk behavior; low-severity delinquency and chemical dependency
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High-severity delinquency and sexual risk behavior; moderate-severity chemical dependency and psychosocial problems
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High-severity psychosocial problems and delinquency; moderate-severity chemical dependency and sexual risk behavior
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Very high-severity psychosocial problems; low-severity chemical dependency, delinquency, sexual risk behavior
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Very high-severity chemical dependency; moderate-severity psychosocial problems, delinquency, sexual risk behavior
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These typologies suggest that adolescents in substance abuse treatment programs are a very diverse group of youth. While it is clear that effective treatment needs to address these multiple problems, neither the simple availability of multiple services nor even the broad, undifferentiated provision of multiple services appears to be appropriate for producing treatment gains. Instead, gains are most likely to be obtained when the facets of treatment relate directly (i.e., are matched) to the life areas of the teen that are in need of remediation (Meyers et al., 1999). Given the degradation of services available within many service programs (Delany et al., 2001; Etheridge, Smith, Rounds-Bryant, & Hubbard, 2001; SAMHSA, 2001b), service coordination between programs and systems will be necessary if treatment matching is to become a reality. When limited assessments are conducted, there is a risk that services will focus on just a few issues or provide services that are irrelevant
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to a youth's profile. These scenarios are rarely associated with significant clinical benefits (Henggeler, Schoenwald, Pickrel, Rowland, & Santos, 1994; Kiestenbaum, 1985). Limited assessments can result in a cascading effect of inadequate treatment plans, incomplete treatment matching, limited service coordination, poor treatment engagement and retention, and poor utilization of scarce resources. In turn, this can lead the youth and the family to conclude that “treatment doesn't work.” Hence, once youth are identified and find access to substance abuse treatment, there is a strong need for the use of standardized multidimensional assessment tools.
Limited Scope (and Appropriateness) of Services
Even if comprehensive assessments leading to prioritized but multifocused treatment planning can become standard clinical practice, another barrier will become even more apparent. Few if any programs are able to deliver even a minimal constellation of developmentally sensitive educational, social, or health services. Within the last few years, there has been a severe decline in the number and types of on-site services provided by adolescent substance abuse treatment programs in the United States (Etheridge et al., 2001). This occurs at a time when it is widely recognized that (1) treatment decisions for adolescents are better informed by pretreatment psychosocial factors than by drug use severity (Latimer, Newcomb, Winters, & Stinchfield, 2000), and (2) treatment effectiveness is contingent upon treatment for the array of comorbid dysfunctions within clinical samples (Kazdin & Weisz, 1998; Williams & Chang, 2000). As a result of limited assessment and service decline, adolescents who are fortunate enough to obtain substance abuse treatment will probably not receive the type or amount of services required to minimally address their needs (Delany et al., 2001; Etheridge et al., 2001; SAMHSA, 2001b). Even adolescents are aware of service deficiencies: many of those who had received substance abuse treatment reported that their needs were not met by the services they received (Eth
ridge et al., 2001), with family and psychiatric needs most often going unmet (40%–50%). Since these are perhaps the two domains most comorbid with adolescent substance abuse, it is likely that these unmet needs may particularly compromise the effects of the services (typically drug counseling) that can be provided. The effects of provided services can also be compromised if they are not developmentally focused. Adolescents are a unique client group in that (1) they are in a continuous state of social, biological, cognitive, and emotional development; and (2) risk taking and experimentation characterize normal development (Deas et al., 2000; Eccles et al., 1993; Gottlieb, Wahisten, & Licklieter, 1998; Greene, 1993). Consequently, evidence continues to mount demonstrating the effectiveness of interventions that address the developmental processes of social-identity development, peer group influences, self-regulation, moral and cognitive development (e.g., perspective-taking), and autonomy seeking (i.e., separation from the family [classic view] or movement toward family interdependence [contemporary view]; Deas et al., 2000; Wagner & Waldron, 2001). To obtain optimal effects, ecologically framed interventions that address individual and proximal factors are necessary (Bronfenbrenner, 1986, 1989; Liddle & Hogue, 2001). Because the family or household is a principle ecological context for child and adolescent development, targeted interventions with the family as a unit that address limit setting, monitoring and supervision, consistent discipline practices, and communication patterns are required to compliment individually based services. When there is limited availability of these core components, treatment delivery falls short of meeting individual needs. This has a negative impact on retention, one of the most consistent predictors of treatment outcome (Hubbard, Craddock, Flynn, Anderson, & Etheridge, 1997; Simpson, Joe, & Brown, 1997; Simpson, Joe, Broome et al., 1997). When the treatment landscape has been compromised by service deterioration and nondevelopmentally focused care, it is not surprising that few adolescents complete treatment, thus reducing their chances of having a good outcome (Battjes, Onken, & Delany, 1999; Williams & Chang, 2000; Winters, 1999).
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doi:10.1093/9780195173642.003.0030
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